TY - JOUR
T1 - Counterfactual-augmented few-shot contrastive learning for machinery intelligent fault diagnosis with limited samples
AU - Liu, Yunpeng
AU - Jiang, Hongkai
AU - Yao, Renhe
AU - Zeng, Tao
N1 - Publisher Copyright:
© 2024
PY - 2024/7/1
Y1 - 2024/7/1
N2 - Capturing sufficient and balanced data for intelligent fault diagnosis is significantly consumptive in practice. It is tricky and demand-oriented to identify faults accurately and reliably with limited samples. For this issue, contrastive learning is a promising attempt by learning discriminative representations (DRs). It is a research gap for contrast learning to apply in limited and imbalanced samples due to negative sample pairs, contrastive loss, and mechanistic interpretations. In this study, counterfactual-augmented few-shot contrastive learning (CAFCL) is proposed for intelligent fault diagnosis with limited samples. Firstly, a feature weight network is designed to exploit optimal features (OFs) with sparsity. Moreover, OFs are reliably unique with the assistance of weight updaters and feature sparsifiers. Next, counterfactual augmentation with OFs is defined for negative samples, whose plausibility is discussed in terms of causation. Thirdly, few-shot contrastive learning (FCL) is customized for intelligent fault diagnosis with limited samples, which reconciles global associations and local diffusions. Furthermore, model decisions are indicated by FCL via DRs, which are deemed to coincide with the fault mechanism of mechanical components. The feasibility and effectiveness of CAFCL are verified by various experiments on fault diagnosis. Results show that CAFCL is superior in few-shot intelligent fault diagnosis with promising engineering applications.
AB - Capturing sufficient and balanced data for intelligent fault diagnosis is significantly consumptive in practice. It is tricky and demand-oriented to identify faults accurately and reliably with limited samples. For this issue, contrastive learning is a promising attempt by learning discriminative representations (DRs). It is a research gap for contrast learning to apply in limited and imbalanced samples due to negative sample pairs, contrastive loss, and mechanistic interpretations. In this study, counterfactual-augmented few-shot contrastive learning (CAFCL) is proposed for intelligent fault diagnosis with limited samples. Firstly, a feature weight network is designed to exploit optimal features (OFs) with sparsity. Moreover, OFs are reliably unique with the assistance of weight updaters and feature sparsifiers. Next, counterfactual augmentation with OFs is defined for negative samples, whose plausibility is discussed in terms of causation. Thirdly, few-shot contrastive learning (FCL) is customized for intelligent fault diagnosis with limited samples, which reconciles global associations and local diffusions. Furthermore, model decisions are indicated by FCL via DRs, which are deemed to coincide with the fault mechanism of mechanical components. The feasibility and effectiveness of CAFCL are verified by various experiments on fault diagnosis. Results show that CAFCL is superior in few-shot intelligent fault diagnosis with promising engineering applications.
KW - Counterfactual augmentation
KW - Discriminative representations
KW - Few-shot contrastive learning
KW - Intelligent fault diagnosis
KW - Limited samples
KW - Optimal features
UR - http://www.scopus.com/inward/record.url?scp=85192861418&partnerID=8YFLogxK
U2 - 10.1016/j.ymssp.2024.111507
DO - 10.1016/j.ymssp.2024.111507
M3 - 文章
AN - SCOPUS:85192861418
SN - 0888-3270
VL - 216
JO - Mechanical Systems and Signal Processing
JF - Mechanical Systems and Signal Processing
M1 - 111507
ER -