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Explainable Evaporation Duct Prediction: A Hybrid Transformer-BiLSTM Model with SHAP Factor Analysis

  • Hongzhe Zhu
  • , Shuwen Wang
  • , Yihang Shu
  • , Zikang Zhang
  • , Shuaishuai Liang
  • , Hao Zhao
  • , Kunde Yang
  • Northwestern Polytechnical University Xian

Research output: Chapter in Book/Report/Conference proceedingConference contributionpeer-review

Abstract

Accurate prediction of Evaporation Duct Height (EDH) is vital for marine radar systems. While machine learning improves prediction efficiency, existing models often lack physical interpretability. This paper proposes a hybrid Transformer-BiLSTM deep learning model to predict EDH using five surface meteorological parameters. We incorporate SHapley Additive exPlanations (SHAP) to quantify the impact of each meteorological factor on the prediction. Evaluated on a comprehensive buoy dataset, the proposed model outperforms Transformer, GRU, and LSTM baselines. It achieves high predictive accuracy with a RMSE of 0.471 meter and an R2 of 0.9477. SHAP analysis reveals that relative humidity and wind speed are the primary drivers of EDH, whereas atmospheric pressure has a negligible impact. The proposed framework successfully ensures both high-precision EDH estimation and reliable physical interpretability.

Original languageEnglish
Title of host publicationOCEANS 2026 Sanya, OCEANS 2026
PublisherInstitute of Electrical and Electronics Engineers Inc.
ISBN (Electronic)9798319543646
DOIs
StatePublished - 2026
EventOCEANS 2026 Sanya, OCEANS 2026 - Sanya, China
Duration: 25 May 202628 May 2026

Publication series

NameOceans Conference Record (IEEE)
ISSN (Print)0197-7385

Conference

ConferenceOCEANS 2026 Sanya, OCEANS 2026
Country/TerritoryChina
CitySanya
Period25/05/2628/05/26

UN SDGs

This output contributes to the following UN Sustainable Development Goals (SDGs)

  1. SDG 14 - Life Below Water
    SDG 14 Life Below Water

Keywords

  • BiLSTM
  • evaporation duct
  • explainable deep learning
  • SHAP
  • transformer

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